Diana Shang-Knudsen

Compliance Manager

Diana Shang-Knudsen

Diana joined Tribeca as Compliance Manager in 2016, and has responsibility for compliance with Tribeca’s AFSL and other requirements in relevant global jurisdictions, raising awareness of and facilitating a strong compliance culture within the company, and oversight of corporate governance function.  Diana is also responsible for all company secretarial functions.

Diana has a broad range of experience in compliance, operational risk management and audit across wealth management, securities trading and infrastructure businesses. In her previous roles, she managed compliance functions focusing on the development and implementation of compliance management frameworks and systems, as well as policies and procedures, managed communication with regulators on compliance issues and license applications and variations, and advised businesses in regulatory compliance and operational implications in light of new legislative requirements or regulations.

Diana holds a Bachelor of Science from Purdue University, a Masters of Applied Finance from Macquarie University and a Masters of  Commercial Law from the University of Melbourne. She has also completed the Graduate Diploma in Applied Corporate Governance from the Governance Institute of Australia.